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Series 65 Study Guide, Paperback / softback Book

Series 65 Study Guide Paperback / softback

Part of the Nasaa Series 63, 65, and 66 Practice Exams and Study Guides series

Paperback / softback

Description

This book will help investment professionals pass the Uniform Investment Adviser Law Examination.

It is a study guide in outline form. There is a section for each topic covered on the Series 65 test, including Economic Factors and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. The study guide includes details on the math formulas needed for the test.

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