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The Securities Regulatory Handbook : 1998-1999, Paperback Book

The Securities Regulatory Handbook : 1998-1999 Paperback

Part of the PricewaterhouseCoopers Regulatory Handbook series

Paperback

Description

Rapid changes are occurring in the rules governing banking securities activities.

This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments.

It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.

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