Essentials of the Dodd-Frank Act Paperback / softback
by Sanjay (Sarbanes-Oxley Institute) Anand
Part of the Essentials Series series
Paperback / softback
Description
An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act.
It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspectivePresents responsibilities of senior level executives regarding this new ActReveals what has changed within the regulatory environmentProvides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.
Information
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Available to Order - This title is available to order, with delivery expected within 2 weeks
- Format:Paperback / softback
- Pages:208 pages
- Publisher:John Wiley & Sons Inc
- Publication Date:05/04/2011
- Category:
- ISBN:9780470952337
Information
-
Available to Order - This title is available to order, with delivery expected within 2 weeks
- Format:Paperback / softback
- Pages:208 pages
- Publisher:John Wiley & Sons Inc
- Publication Date:05/04/2011
- Category:
- ISBN:9780470952337
