Compliance Norms in Financial Institutions : Measures, Case Studies and Best Practices Paperback / softback
by Tomasz Braun
Paperback / softback
Description
Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny.
Later, it started to spread to other regulated companies, in particular those publicly listed.
Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners.
This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms. This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms.
This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet.
The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management.
Information
-
Available to Order - This title is available to order, with delivery expected within 2 weeks
- Format:Paperback / softback
- Pages:356 pages, 1 Illustrations, black and white; VII, 356 p. 1 illus.
- Publisher:Springer Nature Switzerland AG
- Publication Date:06/11/2020
- Category:
- ISBN:9783030249687
Other Formats
- Hardback from £104.49
Information
-
Available to Order - This title is available to order, with delivery expected within 2 weeks
- Format:Paperback / softback
- Pages:356 pages, 1 Illustrations, black and white; VII, 356 p. 1 illus.
- Publisher:Springer Nature Switzerland AG
- Publication Date:06/11/2020
- Category:
- ISBN:9783030249687
